Your client has subscribed to Financial Reporting Compliance and would like to address risks using treatment plans.
Which option shows the settings that will help in achieving this configuration?

• A. Configure Module Objects > Edit Control Object Configuration > Result = Show
• B. Configure Module Perspectives > Edit Financial Reporting Compliance > Risk-Organization mapping set to required, active.
• C. Configure Module Objects > Edit Risk Object Configuration > Result = Show
• D. Configure Module Objects > Edit Risk Object Configuration > Treatment = Show
• E. Configure Module Objects > Edit Risk Object Configuration > Treatment = Hide and Default

You have five business units in our company, BU1 through BU5. You want to build a transaction model to identify suppliers who have been paid more than $100,000 USD across all business units except BU5.
Which two filters must be combined? (Choose two.)

• A. Add a standard filter where the "Payment" object's "Organization ID" equals BU1, BU2, BU3, BU4.
• B. Add a function filter grouping by "Supplier ID" where the sum of "Payment Amount" is greater than
  100,000.
• C. Add a standard filter where the "Payment" object's "Organization ID" is equal to itself.
• D. Add a function filter grouping by "Organization ID" where the sum of "Payment Amount" is greater than 100,000.
• E. Add a standard filter where the "Payment" object's "Organization ID" equals BU5, and advanced option
  "Exclude" is checked.

Which statement related to Advanced Access Controls is true?

• A. If helps perform risk analysis and evaluation.
• B. It analyzes transaction records.
• C. If helps enforce segregation of duties.
• D. It documents risks and controls.

Your customer needs to conduct monthly Operational Effectiveness assessments for controls across two organizations (North America and EMEA). Your customer requires that assessment results for North America be accessible only to users in North America and likewise for EMEA. Additionally, the Chief Risk Officer reviews the assessment results by Business Process every week.
How should you design perspectives to achieve this?

• A. Use the Business Process hierarchy for security and the Region hierarchy for reporting of controls.
• B. Use both Region and Business Process hierarchies solely for reporting purposes.
• C. Use the Region hierarchy initially, and later use both Region and Business Process hierarchies for security.
• D. Use the Region hierarchy for security and the Business Process hierarchy for reporting of controls.

You are implementing Advanced Access Controls and there is a requirement for a control to monitor user access to specific, client-defined access points which give users the ability to both initiate a purchase order and approve payments on that purchase order.
Which is a valid option to implement the control?

• A. From the "Access Entitlements" page create two entitlements containing the respective client-defined access points. Create an access model from the "Models" tab of Advanced Controls, based on the entitlements you created. Finally, deploy an access control in the "Controls" tab of Advanced Controls, and select the access model you created.
• B. Create an access entitlement from the "Access Entitlements" page, then select Actions > Create Access Control from the "Controls" tab of Advanced Controls, and select the entitlement you created.
• C. Select Actions > Create Access Control from the "Controls" tab of Advanced Controls.
• D. Create an access model from the "Models" tab of Advanced Controls, and then define an access point filter for each individual client-defined access point.
• E. From the "Access Entitlements" page create two entitlements containing the respective client-defined access points. Create an access model from the "Models" tab of Advanced Controls, based on the entitlements you created.